Bangkok: The Stock Exchange of Thailand has taken action against NRF securities by placing a Suspension (SP) mark on them due to issues related to a Committee Control (CS) problem. This decision follows the inability of the auditor to express an opinion on the financial statements ending March 31, 2026.
According to Thai News Agency, the SP mark on NRF securities was enforced starting June 2, 2026, and is scheduled to be lifted on June 4, 2026. This interval is intended to provide investors with the opportunity to review the auditor's non-conclusive opinion, as well as the figures and notes in the financial statements. Due to the absence of a conclusion on the financials, the Securities and Exchange Commission (SEC) might require the company to amend its financial statements.
Additionally, the Stock Exchange has imposed a Considerative Warning (CS) mark on NRF securities. This mark is attributed to the auditor's failure to express an opinion on the Q1 financial statements ending March 31, 2026, and will be in effect from June 4, 2026.
The SEC has mandated that companies or funds revise their financial statements for the third quarter ending September 30, 2024, focusing on operational information and actions. Investors should note that securities with these marks must be purchased through a Cash Balance account. This requires clients to deposit the full cash amount with their broker in advance before purchasing the security, and this requirement will remain until the issue is resolved.